Wealth management and investment management teams are under increased pressure to perform combined analytics as part of operational risk management. This is due to demands for analytical rigor from regulatory authorities such as FINRA.

How best to succeed at combined analytics, which involves broad leverage of data patterns? In a recent case involving a wealth and investment management division of a US-based bank, Evalueserve achieved considerable success. Read the case study to see how we helped to:

• ✔ Proactively identify and manage bad actor risk
• ✔ Improve name screening for anti-money laundering (AML) monitoring
• ✔ Minimize internal losses
• ✔ Maintain financial advisor compliance

 

Contact us to learn what else we can do to help banking industry clients.